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John Mannino

John Mannino

Los Angeles, United States

Chief Compliance Officer at sFOX | Chief Compliance Officer, sFOX

4,382 Followers500+ Connections
Summary

Accomplished cryptocurrency platform Chief Compliance Officer with extensive experience in strategically leading teams across regulatory compliance operations, organizational change, and risk management functions for top crypto and financial services organizations. Proven ethical leader and culture carrier with a history of training and managing globally diverse teams. Key skills include: • Regulatory Compliance Leadership • Stakeholder Management Alignment • Hiring and Training Superior Staff • Internal Controls and Risk Management • Policy and Procedures Documentation • Driving Continuous Improvement • Strategic Thinking and Execution • Licensing and Registrations Other Key Skills: ★Strategic Planning and Execution ★Risk Management ★Transformation Management ★Regulatory Compliance ★Regulatory Reporting ★Risk Management ★Process Improvement ★Team Building and Leadership ★Collateral Management ★Margin ★Operations Control and Efficiency ★Project Management ★Program Management Proven global leader with a history of training and directing teams across offices in New York, Zürich, London and now Los Angeles. I created a Regulatory Assurance and Compliance team with a focus on: ★ Control Infrastructure ★ Upcoming Regulatory Implementations ★ Regulatory Audits and Enquiries. Coached a team of 54 Collateral Managers in the Americas, including all aspects of career development and advancement. Developed close relationships with key stakeholders including Sales and Trading, Legal, Compliance, Credit Risk, Corporate Treasury, Controllers, and Operations, along with third-party providers. Fostered close partnerships with clients and customers to understand their needs and solve problems and managed all aspects of the monthly and annual budget process. Extensive Change Management and Process Improvement skills, with experience managing and growing a team of project managers of up to 20 project managers around the globe. Executed and delivered value on multiple complex global technology projects across all phases of the software development cycle using both waterfall and agile methodologies. Projects included new system implementations, control improvements, workflow efficiency and regulatory requirements. Out and proud LGBT member

Chief Compliance Officer

sFOX

1 Jul 2021 - Present

5yrs 1mo

Los Angeles Metropolitan Area

Responsible for the global compliance team and overseeing all compliance items within the organization and adherence with all laws, regulatory requirements, policies, and procedures. • Built out, manage, and control the complete fifty state money transmitter license process for sFOX Inc and its Wyoming Division of Banking Trust company affiliate SAFE Trust Company • Coordinate all information requests from governmental and law enforcement agencies • Serve as Trust Officer and CCO for the SAFE Trust Company, including policy development, bank reporting and monthly meeting and coordination with the Wyoming Division of Banking • Function as the primary contact with regulators, examiners and auditors on all compliance exams, audits and inquires • Improved CIP and sanctions screening automation • Serve as compliance and risk manager for post-trade settlement and market-making activities • Create strategic direction on the compliance program with clear KPIs and concise monthly compliance reporting to the Board • Provide subject matter expertise on sFOX blogs and webinars; sample content includes: o Broadridge and sFOX Paving the Way for Wealth Managers in the Digital Asset Industry o Key takeaways: sFOX and Bitwave on the Future of Digital Assets Taxation and Regulation o Key Takeaways: How to Navigate the Bankruptcy of FTX o European crypto-assets regulation: Markets in Crypto-Assets (MiCA) o Lummis-Gillibrand Responsible Financial Innovation Act

Regular Contributor

FINTECH.TV

1 Oct 2022 - Present

3yrs 10mos

New York City Metropolitan Area

Sharing topical and regulatory trends in the cryptocurrency space. https://www.fintech.tv/News/Detail/7094-ftx-saga-continues-as-sam-bankman-fried-pleads-not-guilty https://www.fintech.tv/News/Detail/7022-john-mannino-on-cybersecurity-in-crypto https://www.fintech.tv/News/Detail/6930-the-importance-of-a-compliance-team-in-the-cryptocurrency-industry https://www.fintech.tv/News/Detail/6677-stay-ahead-of-the-curve-in-the-defi-space

Finance & Risk Compliance Manager

Accenture

1 Mar 2020 - 31 Jul 2021

1yr 4mos

Los Angeles, California, United States

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