Glenn Chaleff
Berkeley Heights, United States
Chief Compliance Officer at RTX Fintech & Research | Chief Compliance Officer at RTX Fintech & Research
Summary
Specialties: CFTC Regulations, Cryptocurrency Advisory, FINRA and SEC Rules and Regulations, Series 7, 24, 55, and 63 Licensed
Chief Compliance Officer
RTX Fintech & Research
1 Feb 2023 - Present
3yrs 6mos
Electronic trading hub that permits customers to trade financial instruments on existing operational & risk infrastructure.
Product Compliance Lead
Anchorage Digital
1 Jan 2022 - 28 Feb 2023
1yr 1mo
Anchorage was created in 2017 with the purpose of advancing crypto and providing financial inclusivity for all, and is doing so by working with institutions and delivering the highest standards of security and compliance.
Compliance Officer
LedgerX
1 Jan 2019 - 31 Jan 2022
3yrs
Greater New York City Area
LedgerX is the first federally regulated exchange and clearing house to list and clear fully-collateralized, physically-settled bitcoin swaps and options for the institutional market. We are an institutional trading and clearing platform that has received approval from the U.S. Commodity Futures Trading Commission (CFTC) to trade and clear swaps and options on digital currencies. LedgerX is registered with the CFTC as a swap execution facility (SEF) and derivatives clearing organization (DCO). https://ledgerx.com/
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